We advise companies and managers on a range of issues including regulatory and compliance. We have more than a decade of experience and understand the complexity of issues faced by participants in the in regulated industries, such as investment management.
We have expertise in advising start up, early stage companies, angel investors, funds and venture capital managers in structuring financing.
Digital assets (custody, compliance, NFTs, trading systems and platforms)
Commercial Agreements (SAAS, MSA, licensing)
Our areas of expertise include:
We combine expertise and deep understanding of how technologies impact finance and have the ability to compose the various know-how into comprehensive advice and work for our clients.
Funds, Fund Formation and Distribution (investment funds (mutual and alternative funds, closed-end funds, pooled funds, private equity/hedge funds, VC funds, master/feeder funds)
Capital raising activities for startups: seed, Series A/B/C and crowdfunding
Regulatory support for brokers, dealers, fund managers, porfolio managers on product development, marketing, compliance and operaitons. Communicating with securities regulators and preparing exemptive relief applications.